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SBI Bank (Cambodia) PLCPrampir Meakkakra | Phnom PenhActive opening
SBI Bank (Cambodia) PLC

Regulatory Compliance Assistant

Banking/FinancePosted 22 hr ago

Location

Prampir Meakkakra | Phnom Penh

Job Type

FULLTIME

Experience

3+ Years

Level

Entry

Work Mode

On-site

Industry

Banking/Finance

Apply Now

About the role

  • Assist to establish and update regulatory compliance policies and procedures.
  • Assist to review internal policies and procedures, and terms and conditions of new products and activities in compliance with laws and regulations.
  • Support to DCO(s) in implementing the Regulatory Compliance Program.
  • Conduct onsite visit review to branches/departments/division to ensure the effectiveness of implementation of internal regulations.
  • Assist to develop Compliance program and checklist both branch and dept.
  • To ensure compliance risk to be well managed and monitor on Prudential Compliance ratios.
  • Regularly conduct compliance inspection to assess the current state and identify areas for enhancement in align with the compliance practice with regulatory guidelines and industry practices and staff awareness.
  • Identify compliance risk associated with new products and services or variation to existing products and services.
  • Assist to conduct the Risk Assessment Exercise to identify, detect, and monitor the risks associated with the AML/CFT and Regulatory Compliance.
  • To assist the line manager in ensuring the up to date and monitoring changes relevant to applicable laws and regulations.
  • To ensure any breach of regulations/internals regulations are escalated and resolved with proper measurement.
  • To assist DCO(s) in performing the Gap analysis on new/existing regulations.
  • To establish Compliance Checklist for applicable laws/regulations.
  • Performing other tasks as required by line managers.

Requirements

  • At least Bachelor’s Degree in law or an equivalent qualification.
  • At least 3 years’ experience in banking industry.
  • Knowledge of banking and financial institution laws, company laws, and other relevant laws for microfinance institution is required.
  • Proven leadership ability.
  • Good at problem-solving, sound judgment, decision-making skills, and good communication skills.

Required Skills

Banking Industry ExperienceBanking and Financial Institution LawsCompany LawsMicrofinance Institution LawsLeadershipProblem-SolvingJudgmentDecision-MakingCommunication

Compensation Details

Bonus:Rewards for over Performance

Benefits

  • Rewards for over Performance
  • Learn new Skills on the Job

About SBI Bank (Cambodia) PLC

Visit Website

SBI LY HOUR Bank Plc. is a subsidiary of SBI Holdings, Inc. which was established on July 8, 1999, is a listed company on Tokyo Stock Exchange. The Group, headquartered in Tokyo, japan currently has more than 260 companies in over 20 countries and regions around the globe. The Group is globally operating the business in particular segments such as Financial Services, Asset Management, Biotechnology-related, and Others. As of Mar 2020, the Group had consolidated Total Assets of USD 52.8 Billion, Total Paid-in Capital of USD 881.57 Million, and Total Revenue of USD 3.53 Billion. The Group is building a stronger corporate group by pursuing and exercising “synergies” through the effective utilization of management resources and organic coordination of business know-how within the Group. he Bank’s objective is to provide in any or all commercial banking business to individuals, SMEs, companies, and corporations in general as a contribution to socio-economic development in Cambodia and elsew

Industry

Banking/Finance

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